Richard A. Carroll

BELL CITY WEALTH

HILLSBORO, OH 45133

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CRD#: 5994048

Professional summary

Richard Alan Carroll, CFP® is a registered financial advisor currently at BELL CITY WEALTH, INC. located in Hillsboro, Ohio.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Richard has worked at 3 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alan Carroll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 17, 2023 - Present

BELL CITY WEALTH, INC.

Office #1: 112 N. High Street, Hillsboro, OH 45133

RIA

CRD#: 326354

HILLSBORO, OH

Past

January 17, 2012 - July 12, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HILLSBORO, OH

Past

December 8, 2011 - July 12, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HILLSBORO, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BELL CITY WEALTH, INC.

BELL CITY WEALTH, INC. | O'DELL CAPITAL MANAGEMENT

CRD#: 326354 / SEC#: 801-128174

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2011

General Securities Representative Examination

Current Firm

BELL CITY WEALTH, INC.

BELL CITY WEALTH, INC. | O'DELL CAPITAL MANAGEMENT

CRD#: 326354 / SEC#: 801-128174

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

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Contact information

Main Address

112 N. High Street, Hillsboro, OH 45133

Mailing Address

Phone number

(937) 393-3154

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

O'DELL CAPITAL MANAGEMENT - ADV PART 2A (1/15/2026)

Regulatory assets under management

Total Number of Accounts	789
AUM (Assets Under Management)	$ 163,331,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Carroll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alan Carroll's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELL CITY WEALTH, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BELL CITY WEALTH, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2011

Current Firm

BELL CITY WEALTH, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BELL CITY WEALTH, INC.

TRUST BUT VERIFY

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