RS
Ryan M. Smith
SYNERGY INVESTMENT MANAGEMENT LLC
Altamonte Springs, FL 32714
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CRD#: 5993626
RS
Professional summary
Ryan Michael Smith is a registered financial advisor currently at SYNERGY INVESTMENT MANAGEMENT LLC located in Altamonte Springs, Florida and LPL FINANCIAL LLC located in Altamonte Springs, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ryan has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/01/2025 -Synergy Wealth Alliance -DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date:05/01/2025. 2)05/01/2025 - Totem LLC - Independent Contractor for Virtual Administrative Services -Business Owner - Inv Rel - Port Orange, FL - Start: 01/01/2025- 10 Hrs/Mth - 0 Hrs During Trading. 3) 05/06/2025 - Synergy Wealth Alliance, LLC - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:04/28/2025 - 160 Hrs/Mth - 6 Hrs During Trading.I provide investment advisory services to Synergy Investment Management, LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 05/06/2025 - Synergy Investment Management, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:05/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services to Synergy Investment Management, LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/15/2025 - Synergy Growth Alliance - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:10/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading.I provide investment advisory services through Synergy Investment Management, LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Michael Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2025 - Present
SYNERGY INVESTMENT MANAGEMENT LLC
Office #1: 215 North Westmonte Drive, Altamonte Springs, FL 32714RIA
CRD#: 305961
Altamonte Springs, FL
Current
May 1, 2025 - Present
LPL FINANCIAL LLC
Office #1: 215 N Westmonte Drive, Altamonte Springs, FL 32714RIA
BD
CRD#: 6413
Altamonte Springs, FL
Past
September 24, 2024 - April 21, 2025
GFG SOLUTIONS
RIA
CRD#: 331977
ORLANDO, FL
Past
January 5, 2024 - February 15, 2025
GFG SOLUTIONS
RIA
CRD#: 328988
ORLANDO, FL
Past
September 14, 2023 - December 31, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Orlando, FL
Past
May 28, 2020 - August 14, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DAYTONA BEACH, FL
Past
May 27, 2020 - August 14, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DAYTONA BEACH, FL
Past
November 14, 2019 - May 19, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SUWANEE, GA
Past
November 13, 2019 - May 19, 2020
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST CLOUD, MN
Past
August 31, 2017 - January 16, 2019
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
BLUFFTON, SC
Past
July 18, 2017 - January 16, 2019
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
BLUFFTON, SC
Past
January 29, 2015 - July 13, 2015
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
SUWANEE, GA
Past
October 6, 2012 - April 8, 2013
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
ROSWELL, GA
Past
November 29, 2011 - July 11, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CALHOUN, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/1/2025)
IAR
Florida(5/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
215 North Westmonte Drive, Altamonte Springs, FL 32714
Mailing Address
Phone number
(321) 203-4458
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,070 |
| AUM (Assets Under Management) | $ 461,195,028 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
