Jeffrey A. Swarr

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CRD#: 5993607

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey A Swarr, who also goes by J Adam Swarr, J. Adam Swarr, Jeffrey Adam Swarr, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2011. Jeffrey had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

J Adam Swarr | J. Adam Swarr | Jeffrey Adam Swarr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 24, 2020 - July 1, 2026

ALIGHT FINANCIAL ADVISORS, LLC

RIA

CRD#: 158744

Elizabethtown, PA

Past

April 24, 2020 - July 1, 2026

ALIGHT FINANCIAL SOLUTIONS, LLC

CRD#: 36509

CHICAGO, IL

Past

September 21, 2018 - March 27, 2020

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

HARRISBURG, PA

Past

September 21, 2018 - March 27, 2020

SANTANDER SECURITIES LLC

CRD#: 41791

HARRISBURG, PA

Past

June 4, 2018 - September 13, 2018

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

LANCASTER, PA

Past

May 11, 2018 - September 13, 2018

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

LANCASTER, PA

Past

March 6, 2013 - May 7, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

LANCASTER, PA

Past

March 6, 2013 - May 7, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

LANCASTER, PA

Past

May 17, 2012 - March 6, 2013

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CAMP HILL, PA

Past

November 11, 2011 - March 6, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CAMP HILL, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA

Registered Investment Advisory firm - (9/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/10/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA

Registered Investment Advisory firm - (9/13/2011 Approved)

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Contact information

Main Address

9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269

Mailing Address

Phone number

(866) 560-7256

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA ALIGHT IRA ADV PART 2A 2B 03.12.25 (3/31/2025)

AFA PROFESSIONAL MANAGEMENT ADV PART 2A 2B 3.12.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	197,089
AUM (Assets Under Management)	$ 30,882,928,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Swarr

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALIGHT FINANCIAL SOLUTIONS, LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALIGHT FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2012

Series 63

Date: 11/21/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2012

Series 6

Date: 11/10/2011

Current Firm

ALIGHT FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALIGHT FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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