April Marie Horton
Professional Summary
April Marie Horton, who also goes by April Marie Beesburg, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Ewing, New Jersey. April is registered as a RR (Registered Representative) and started their career in finance in 2012. April has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
April Marie Beesburg
Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
Years of Experience
14 years in the financial services industry
Current & Past Employments
Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
Current Firm
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK
Contact Information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109Phone Number
(866) 736-6475Established
Delaware since 01/03/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
449SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | — |
| AGUILA, ALFREDO LUIS | DIRECTOR | 4341342 |
| BERMUDEZ VALDES, LUIS JAVIER | DIRECTOR | 6352955 |
| BOWLER, DANIEL P | HEAD OF FINANCE & ACCOUNTING | 5354805 |
| BROGAN, GREGORY | HEAD OF INVESTMENT OPERATIONS | 6694296 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| DE DIEGO, VICTOR | DIRECTOR | 8274098 |
| FRANCO-ESPINOSA, ELOINA MARIA | DIRECTOR | 8276729 |
| GREGORATTI, NICCOLO | PRESIDENT & CEO | 7820683 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| PREBLE, MATTHEW T | HEAD OF RETAIL INVESTMENT | 6694411 |
| SIMON, BART IVAN | DIRECTOR | 8325693 |
Regulatory Assets Under Management
Total Number of Accounts
11,152AUM (Assets Under Management)
$3,140,983,898Disclosures
Regulatory Event
12Arbitration
7Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
Primary Firm SEC Registration
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK
State Registrations and Notice Filings
(9/19/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2012About the Series 6 examSRO Registrations
Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
CRS (Client Relationship Summary) - BD
Click below to view April Marie Horton's CRS (Customer Relationship Summary).
Similar Advisors
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
BKM WEALTH MANAGEMENT
