David W. Kreutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David W Kreutz was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2012. David had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2015 - January 9, 2017
MINSHALL & COMPANY INC.
June 17, 2015 - January 10, 2017
CAPITAL ADVISORS, INC.
February 4, 2013 - January 8, 2015
EDWARD JONES
October 17, 2012 - January 8, 2015
EDWARD JONES
January 2, 2012 - September 28, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MINSHALL & COMPANY INC.
CRD#: 20050 / SEC#: , 8-38016
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL ADVISORS, INC. | 100% SHAREHOLDER | |
| SMITH, LORINE ANN | VICE PRES./COO/CFO/CCO/DIRECTOR | 2437246 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
