Christine Gonzalez

EPIC ADVISORY SERVICES

BOCA RATON, FL 33431

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CRD#: 5992575

Professional summary

Christine Gonzalez is a registered financial advisor currently at EPIC ADVISORY SERVICES CORP located in Boca Raton, Florida and EPIC CAPITAL SECURITIES located in Boca Raton, Florida.

Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Christine has worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 9 and Series 10 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Compliance Officer at Epic Advisory Services, an affiliated registered investment adviser. Start date: 8/10/2026. Duties: Investment advisory compliance and risk related functions. Location: 1951 NW 19th Street Suite 203, Boca Raton, FL 33431. Time devoted: 60 hours during security trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2026 - Present

EPIC ADVISORY SERVICES CORP

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

RIA

CRD#: 176526

BOCA RATON, FL

Current

August 12, 2026 - Present

EPIC CAPITAL SECURITIES

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431Office #2: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

CRD#: 166756

BOCA RATON, FL

Past

October 18, 2023 - May 7, 2026

MORGAN STANLEY

RIA

CRD#: 149777

Miami, FL

Past

October 17, 2023 - May 7, 2026

MORGAN STANLEY

CRD#: 149777

Miami, FL

Past

June 22, 2016 - July 15, 2016

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

November 24, 2014 - July 30, 2015

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

MIAMI, FL

Past

October 28, 2014 - July 30, 2015

HSBC SECURITIES (USA) INC.

CRD#: 19585

MIAMI, FL

Past

March 1, 2013 - September 16, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

May 31, 2012 - September 16, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPIC ADVISORY SERVICES CORP

CRD#: 176526 / SEC#: 801-129637

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/5/2024 Terminated)

Georgia

Registered Investment Advisory firm - (4/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/12/2026)

IAR

Florida
(8/25/2026)

Georgia
(8/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/17/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/3/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/30/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/28/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 11/14/2023

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

EPIC ADVISORY SERVICES CORP

CRD#: 176526 / SEC#: 801-129637

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/5/2024 Terminated)

Georgia

Registered Investment Advisory firm - (4/12/2024 Terminated)

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Contact information

Main Address

1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 829-2173

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EPIC ADVISORY SERVICES FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 121,138,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christine Gonzalez

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPIC CAPITAL SECURITIES

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EPIC ADVISORY SERVICES CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2023

Series 7TO

Date: 10/17/2023

SIE

Date: 3/3/2023

Series 7

Date: 5/30/2012

Series 9

Date: 12/28/2023

Series 10

Date: 11/14/2023

FINRA

Current Firm

EPIC ADVISORY SERVICES CORP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPIC ADVISORY SERVICES CORP

TRUST BUT VERIFY

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