James W. Schellens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James W Schellens, CFP®, who also goes by James Wilder Schellens, Jamie Schellens, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2012. James had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Experience
October 9, 2018 - July 11, 2024
PHRACTION MANAGEMENT LLC
June 13, 2012 - July 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 2012 - July 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PHRACTION MANAGEMENT LLC
CRD#: 298633 / SEC#: 801-114087
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHRACTION MANAGEMENT LLC
CRD#: 298633 / SEC#: 801-114087
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 148 |
| AUM (Assets Under Management) | $ 520,999,762 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
