Spencer R. Johnson
Professional summary
Spencer R Johnson is a registered financial advisor currently at FENCL ADVISORY SERVICES, LLC located in Cedar Falls, Iowa and CALTON & ASSOCIATES, INC. located in Cedar Falls, Iowa.
Spencer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Spencer has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Spencer R Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2016 - Present
FENCL ADVISORY SERVICES, LLC
Office #1: 1702 State Street, Cedar Falls, IA 50613July 1, 2023 - Present
CALTON & ASSOCIATES, INC.
Office #1: 1702 State Street, Cedar Falls, IA 50613September 8, 2016 - July 20, 2023
DOMINION INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2016)
(7/1/2023)
(10/16/2019)
(7/1/2023)
(1/8/2020)
(7/1/2023)
Exams
FINRA
Current Firm
FENCL ADVISORY SERVICES, LLC
CRD#: 115904 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 87,500,000 |
Red Flags
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