JC
Jonathan Crocker
AGF INVESTMENTS
BOSTON, MA 02110
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CRD#: 5992370
JC
Professional summary
Jonathan Crocker is a registered financial advisor currently at AGF INVESTMENTS located in Boston, Massachusetts and FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jonathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGF Investments LLC; Investment Related; Jacksonville, FL; Sales; Institutional Sales; Start Date 10/2020; 160 Hrs per month; Sales
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Crocker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2021 - Present
AGF INVESTMENTS
Office #1: 99 High Street Suite 2802, Boston, MA 02110RIA
CRD#: 153781
BOSTON, MA
Current
February 10, 2021 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 46106
Portland, ME
Past
September 26, 2017 - October 19, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
NEW YORK, NY
Past
September 26, 2017 - October 19, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Past
November 16, 2015 - November 3, 2016
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AGF INVESTMENTS
AGF INVESTMENTS | QUANTSHARE ADVISOR | FFCM LLC | AGFIQ; AGFIQ ASSET MANAGEMENT | AGFIQ | AGF INVESTMENTS LLC
CRD#: 153781 / SEC#: 801-71685
RIA
Registered Investment Advisory firm - (7/29/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2021)
RR
Alaska(2/10/2021)
RR
Arizona(2/10/2021)
RR
Arkansas(2/10/2021)
RR
California(2/10/2021)
RR
Colorado(2/10/2021)
RR
Connecticut(2/10/2021)
RR
Delaware(2/10/2021)
RR
District of Columbia(2/10/2021)
RR
Florida(2/10/2021)
RR
Georgia(2/10/2021)
RR
Hawaii(2/10/2021)
RR
Idaho(2/10/2021)
RR
Illinois(2/10/2021)
RR
Indiana(2/10/2021)
RR
Iowa(2/10/2021)
RR
Kansas(2/10/2021)
RR
Kentucky(2/10/2021)
RR
Louisiana(2/10/2021)
RR
Maine(2/10/2021)
RR
Maryland(2/10/2021)
RR
Massachusetts(2/10/2021)
IAR
Massachusetts(8/3/2021)
RR
Michigan(2/10/2021)
RR
Minnesota(2/10/2021)
RR
Mississippi(2/10/2021)
RR
Missouri(2/10/2021)
RR
Montana(2/10/2021)
RR
Nebraska(2/10/2021)
RR
Nevada(2/10/2021)
RR
New Hampshire(2/10/2021)
RR
New Jersey(2/10/2021)
RR
New Mexico(2/10/2021)
RR
New York(2/10/2021)
RR
North Carolina(2/10/2021)
RR
North Dakota(2/10/2021)
RR
Ohio(2/12/2021)
RR
Oklahoma(2/10/2021)
RR
Oregon(2/10/2021)
RR
Pennsylvania(2/10/2021)
RR
Puerto Rico(2/10/2021)
RR
Rhode Island(2/10/2021)
RR
South Carolina(2/10/2021)
RR
South Dakota(2/10/2021)
RR
Tennessee(2/14/2022)
RR
Texas(2/10/2021)
RR
Utah(2/10/2021)
RR
Vermont(2/10/2021)
RR
Virgin Islands(2/10/2021)
RR
Virginia(2/10/2021)
RR
Washington(2/10/2021)
RR
West Virginia(2/10/2021)
RR
Wisconsin(2/10/2021)
RR
Wyoming(2/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AGF INVESTMENTS
AGF INVESTMENTS | QUANTSHARE ADVISOR | FFCM LLC | AGFIQ; AGFIQ ASSET MANAGEMENT | AGFIQ | AGF INVESTMENTS LLC
CRD#: 153781 / SEC#: 801-71685
RIA
Registered Investment Advisory firm - (7/29/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
99 High Street Suite 2802, Boston, MA 02110
Mailing Address
Phone number
(617) 292-9804
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 2,764,435,090 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AGF INVESTMENTS
CRD#: 153781Boston, MA 02110TRUST BUT VERIFY
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