Joshua D. Gideon

RICHARD P. SLAUGHTER ASSOCIATES

Rowlett, TX

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CRD#: 5991791

Professional summary

Joshua David Gideon, CFP®, who also goes by Josh Gideon, is a registered financial advisor currently at RICHARD P. SLAUGHTER ASSOCIATES, INC. located in Rowlett, Texas.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joshua has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Gideon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Gideon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 24, 2020 - Present

RICHARD P. SLAUGHTER ASSOCIATES, INC.

RIA

CRD#: 109080

Rowlett, TX

Past

September 23, 2013 - January 22, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Austin, TX

Past

May 16, 2012 - January 22, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Austin, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHARD P. SLAUGHTER ASSOCIATES, INC.

RICHARD P. SLAUGHTER ASSOCIATES, INC. | SLAUGHTER RICHARD P ASSOCIATES INC | RPS RETIREMENT PLAN ADVISORS

CRD#: 109080 / SEC#: 801-55455

RIA

Registered Investment Advisory firm - (4/20/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(1/27/2020)

IAR

Texas
(1/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/18/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2012

General Securities Representative Examination

Current Firm

RICHARD P. SLAUGHTER ASSOCIATES, INC.

RICHARD P. SLAUGHTER ASSOCIATES, INC. | SLAUGHTER RICHARD P ASSOCIATES INC | RPS RETIREMENT PLAN ADVISORS

CRD#: 109080 / SEC#: 801-55455

RIA

Registered Investment Advisory firm - (4/20/1998 Approved)

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Contact information

Main Address

9600 North Mopac Suite 600, Austin, TX 78759

Mailing Address

Phone number

(512) 918-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE FOR RICHARD P SLAUGHTER ASSOCIATES (3/11/2026)

Regulatory assets under management

Total Number of Accounts	1,564
AUM (Assets Under Management)	$ 905,151,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua D. Gideon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Gideon's CRS (Customer Relationship Summary).

Certified licenses

Experience

RICHARD P. SLAUGHTER ASSOCIATES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

RICHARD P. SLAUGHTER ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2013

Series 63

Date: 5/18/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2012

Current Firm

RICHARD P. SLAUGHTER ASSOCIATES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RICHARD P. SLAUGHTER ASSOCIATES, INC.

TRUST BUT VERIFY

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