Robert L. Hillegas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Hillegas was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2012. Robert had worked at 2 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - January 11, 2023
QUANTLAB BROKERAGE, LLC
June 4, 2019 - January 2, 2020
QUANTLAB SECURITIES LP
January 15, 2015 - February 14, 2017
QUANTLAB SECURITIES LP
October 9, 2012 - November 3, 2014
QUANTLAB SECURITIES LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
QUANTLAB BROKERAGE, LLC
CRD#: 299468 / SEC#: , 8-70274
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
