Jonathan C. Connolly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Christopher Connolly was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2011. Jonathan had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - January 4, 2013
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
November 4, 2011 - January 4, 2013
DELAWARE DISTRIBUTORS, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
CRD#: 152237 / SEC#: 801-70846
Contact information
Red Flags
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