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PW

Paul J. Wood

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CRD#: 5990825
PW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Jeffery Wood was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2011. Paul had worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 9, 2015 - June 16, 2020

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

BD
CRD#: 38357
Bellevue, WA
Past

February 12, 2014 - June 16, 2020

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA
CRD#: 38357
Bellevue, WA
Past

January 1, 2012 - January 2, 2014

MORGAN STANLEY

RIA
CRD#: 149777
TACOMA, WA
Past

December 2, 2011 - January 2, 2014

MORGAN STANLEY

BD
CRD#: 149777
TACOMA, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | LAWCO FINANCIAL L.L.C. | LARSONALLEN PRIVATE FINANCIAL ADVISORS | LARSONALLEN FINANCIAL, LLC | LARSONALLEN FINANCIAL

CRD#: 38357 / SEC#: 801-57242, 8-48239

RIA
Registered Investment Advisory firm - SEC (2/23/2000 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/25/2012
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/1/2011
General Securities Representative Examination

Current Firm

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | LAWCO FINANCIAL L.L.C. | LARSONALLEN PRIVATE FINANCIAL ADVISORS | LARSONALLEN FINANCIAL, LLC | LARSONALLEN FINANCIAL

CRD#: 38357 / SEC#: 801-57242, 8-48239

RIA
Registered Investment Advisory firm - SEC (2/23/2000 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
220 S. Sixth Street Suite 300, Minneapolis, MN 55402-1418
Mailing Address
220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505
Phone number
(612) 376-4777
Established
Minnesota since 02/16/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
151

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 03/31/2025 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
CLIFTONLARSONALLEN LLPSOLE MEMBER
BLAND, WILLIAM CLAYTONCHIEF EXECUTIVE OFFICER3259971
BUFFIE, BRIAN JACOBCHIEF COMPLIANCE OFFICER5532207
VAN HORRICK, JACLYN SUZANNEPRINCIPAL FINANCIAL OFFICER4587577
VAN HORRICK, JACLYN SUZANNEPRINCIPAL OPERATIONS OFFICER4587577
VAN HORRICK, JACLYN SUZANNEFINANCIAL OPERATIONS PRINCIPAL4587577

Regulatory assets under management

Total Number of Accounts22,382
AUM (Assets Under Management)$ 13,324,042,941

Disclosures

Regulatory Event3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/18/2025
Cover Page
Report
09/10/2024
Cover Page
Report
08/16/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

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