Steven M. Jung
Professional summary
Steven Michael Jung, CFP®, who also goes by Steve Jung, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Steven has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Jung's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044January 24, 2012 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044July 3, 2019 - September 29, 2025
CHARLES SCHWAB & CO., INC.
November 4, 2015 - July 3, 2019
SCHWAB WEALTH ADVISORY, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2012)
(10/1/2025)
(4/23/2012)
(10/14/2025)
(10/10/2025)
(10/14/2025)
(10/10/2025)
(10/14/2025)
(10/13/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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