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RA

Rashid Akhtar

JBS LIBERTY SECURITIES
Kannapolis, NC 28083
Some features on this profile are disabled
CRD#: 5990354
RA

Professional summary

Rashid Akhtar is a registered financial professional currently at JBS LIBERTY SECURITIES, INC. located in Kannapolis, North Carolina.

Rashid is registered as a RR (Registered Representative) and started their career in finance in 2011. Rashid has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rashid Akhtar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2023 - Present

JBS LIBERTY SECURITIES, INC.

Office #1: 708 Mclain Road, Kannapolis, NC 28083
BD
CRD#: 36179
Kannapolis, NC
Past

May 6, 2021 - March 29, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
COVINGTON, KY
Past

March 26, 2021 - March 29, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
COVINGTON, KY
Past

January 22, 2020 - December 17, 2020

SEQUENT PLANNING, LLC

RIA
CRD#: 160381
LEXINGTON, KY
Past

January 21, 2019 - April 16, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA
CRD#: 611
LEXINGTON, KY
Past

January 21, 2019 - April 16, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
LEXINGTON, KY
Past

March 11, 2016 - June 9, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LEXINGTON, KY
Past

February 1, 2016 - June 9, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LEXINGTON, KY
Past

June 1, 2012 - December 18, 2014

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

December 19, 2011 - January 13, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
South Carolina
(3/27/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/30/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/9/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JL
JBS LIBERTY SECURITIES, INC.
CENTURA SECURITIES, INC. | RBC CENTURA SECURITIES, INC. | RBC CENTURA SECURITIES INC. | JONES BAINS SIDES INVESTMENT GROUP, INC | JBS LIBERTY SECURITIES, INC.

CRD#: 36179 / SEC#: , 8-47036

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
708 Mclain Road, Kannapolis, NC 28083
Mailing Address
708 Mclain Road, Kannapolis, NC 28083
Phone number
(704) 295-6692
Established
North Carolina since 01/27/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE SYNERGY HOLDING GROUP, INCOWNER
JONES, JEFFREY DEANPRESIDENT4188324
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
VANHAMME, TRACY MFINANCIAL & OPERATIONS PRINCIPAL/CFO5378592

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JBS LIBERTY SECURITIES, INC.

CRD#: 36179Kannapolis, NC 28083

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