Joshua D. Wakefield
COOPER MCMANUS
Spring Hill, TN
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CRD#: 5990218
Professional summary
Joshua David Wakefield, CFP®, who also goes by Joshua Wakefield, is a registered financial advisor currently at COOPER MCMANUS located in Spring Hill, Tennessee and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Spring Hill, Tennessee.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Joshua has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Wakefield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COOPER MCMANUS, 2039 Sercy Drive Spring Hill TN, 05/2021, ADV REP OF A REGISTERED INV ADV, INV REL, 80 HR/MO 80 HR/MO TRADING 2) JOSH WAKEFIELD, 2039 Sercy Drive Spring Hill TN, 01/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO 5 HR/MONTH TRADING 3) FINANCIAL CLARITY GUIDES LLC, SPRING HILL TN 37174, 11/2023, SECURITIES DBA, INV REL, 10 HR/MO 5 HR/MO TRADING 4) JOSH WAKEFIELD, 318 Seabord Lane, Suite 112, Franklin TN 37067, 06/2024, Agent, Real Estate, NIR, 10 HR/MO, 4 HR/MO TRADING. 5) J2L PROPERTIES, LLC, 2039 Sercy Drive, Spring Hill TN 37174, United States, 09/04/2024, Owner, Real Estate, NIR, 2/MO - 0/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Joshua David Wakefield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
May 26, 2021 - Present
COOPER MCMANUS
RIA
CRD#: 111458
Spring Hill, TN
Current
May 25, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Spring Hill, TN
Past
June 28, 2016 - May 27, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
NEWPORT BEACH, CA
Past
June 16, 2016 - May 27, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NEWPORT BEACH, CA
Past
February 14, 2014 - May 24, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
NEWPORT BEACH, CA
Past
May 8, 2012 - May 24, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/25/2021)
RR
California(5/25/2021)
IAR
California(5/26/2021)
RR
Florida(5/22/2024)
RR
Hawaii(3/29/2024)
RR
Idaho(5/25/2021)
RR
Illinois(1/3/2022)
RR
Kentucky(5/25/2021)
RR
Maryland(1/2/2024)
RR
Michigan(12/15/2022)
RR
Minnesota(5/25/2021)
RR
Missouri(1/23/2025)
RR
New Hampshire(3/10/2022)
RR
New Jersey(5/25/2021)
RR
New Mexico(5/31/2024)
RR
Ohio(9/1/2022)
RR
Pennsylvania(5/25/2021)
RR
Tennessee(5/25/2021)
IAR
Tennessee(4/5/2023)
RR
Texas(5/25/2021)
IAR
Texas(6/14/2021)
RR
Virginia(5/25/2021)
RR
Washington(5/25/2021)
RR
Wisconsin(5/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9870 Research Drive, Irvine, CA 92618
Mailing Address
Phone number
(800) 516-5333
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 2,560,714,584 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
