Ledell Johnson

JI FINANCIAL SERVICES

BAYTOWN, TX

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CRD#: 5990185

Professional summary

Ledell Johnson is a registered financial advisor currently at JI FINANCIAL SERVICES, LLC located in Baytown, Texas.

Ledell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ledell has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT- 4823 STONE BRIDGE ST. BAYTOWN, TX 77521. STARTED 03/2016, INSURANCE AGENT, SALE OF LIFE, LONG TERM CARE, DISABILITY ETC. 20 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS 2) LEDELL JOHNSON - 4823 STONE BRIDGE ST. BAYTOWN, TX 77521. STARTED 10/2011. MINERAL LEASE. LAND OWNER. ROYALTIES AND LEASE PAYMENTS. NON-INVESTMENT RELATED. 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS. 3) JOHNSON REAL ESTATE EXECUTIVES, PM - 4823 STONE BRIDGE ST. BAYTOWN, TX 77521. STARTED 10/2011. OWNER, RENTAL, BUYING AND SELLING OF REAL ESTATE. GET PAID FROM RENTALS AND SALES. INVESTMENT RELATED. 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ledell Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2025 - Present

JI FINANCIAL SERVICES, LLC

RIA

CRD#: 615

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/16/2025)

IAR

Texas
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/3/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JI FINANCIAL SERVICES, LLC

CRD#: 332454 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/14/2025 Approved)

Texas

Registered Investment Advisory firm - (1/9/2025 Approved)

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Contact information

Main Address

Baytown, TX

Mailing Address

Phone number

(713) 670-9888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 1,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ledell Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ledell Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

OSAIC FS, INC.

OSAIC FS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

ST. BERNARD FINANCIAL SERVICES, INC.

ST. BERNARD FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2013

Series 63

Date: 12/20/2011

SIE

Date: 10/1/2018

Series 6

Date: 11/3/2011

Current Firm

JI FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JI FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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