Ryan D. Freberg

FOCUSED ALPHA | First Vice President–Wealth Management

PHOENIX, AZ 85016

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CRD#: 5990091

Professional summary

Ryan Davis Freberg is a registered financial advisor currently at FOCUSED ALPHA, LLC located in Phoenix, Arizona.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Davis Freberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2024 - Present

FOCUSED ALPHA, LLC

Office #1: 2390 E Camelback Rd Suite 130, Phoenix, AZ 85016

RIA

CRD#: 310591

PHOENIX, AZ

Past

January 14, 2016 - April 16, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TUCSON, AZ

Past

July 16, 2015 - April 16, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TUCSON, AZ

Past

December 11, 2013 - July 31, 2015

MORGAN STANLEY

RIA

CRD#: 149777

TEMPE, AZ

Past

December 19, 2012 - July 31, 2015

MORGAN STANLEY

CRD#: 149777

TEMPE, AZ

Past

December 5, 2012 - December 14, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

PHOENIX, AZ

Past

May 24, 2012 - July 17, 2012

BTIG, LLC

CRD#: 122225

SAN FRANCISCO, CA

Past

February 14, 2012 - May 23, 2012

MERIDIAN UNITED CAPITAL, LLC

CRD#: 122924

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOCUSED ALPHA, LLC

FOCUSED ALPHA, LLC | MKF PRIVATE WEALTH MANAGEMENT | GOLDIN WEALTH MANAGEMENT | FOUR CORNERS WEALTH PARTNERS

CRD#: 310591 / SEC#: 801-121367

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Colorado

Registered Investment Advisory firm - (10/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2012

General Securities Representative Examination

Current Firm

FOCUSED ALPHA, LLC

FOCUSED ALPHA, LLC | MKF PRIVATE WEALTH MANAGEMENT | GOLDIN WEALTH MANAGEMENT | FOUR CORNERS WEALTH PARTNERS

CRD#: 310591 / SEC#: 801-121367

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Colorado

Registered Investment Advisory firm - (10/20/2021 Terminated)

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Contact information

Main Address

1401 Lawrence Street Suite 1600, Denver, CO 80202

Mailing Address

Phone number

(303) 529-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOCUSED ALPHA WRAP BROCHURE (1/2/2026)

FOCUSED ALPHA ADV PART 2A (1/2/2026)

Regulatory assets under management

Total Number of Accounts	1,481
AUM (Assets Under Management)	$ 561,944,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Ryan D. Freberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Davis Freberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

INVEST FINANCIAL CORPORATION

BTIG, LLC

MERIDIAN UNITED CAPITAL, LLC

Primary Firm SEC Registration

FOCUSED ALPHA, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2013

SIE

Date: 10/1/2018

Series 7

Date: 2/13/2012

Current Firm

FOCUSED ALPHA, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOCUSED ALPHA, LLC

TRUST BUT VERIFY

Contact information

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