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Ryan Forrest Thomas

CRD# 5990010·Registered 2011 - 2026
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Forrest Thomas was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2011 - 2026. Ryan had worked at 4 firms and has passed the Series 65, Series 63, Series 42, Series 22TO, Series 82TO, Series 72, Series 99TO, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

Past

GLOBAL ATLANTIC DISTRIBUTORS, LLCPast·CRD# 8326
BD
Des Moines, IA
November 15, 2017 - May 14, 2026
CETERA INVESTMENT ADVISERS LLCPast·CRD# 105644
RIA
Osceola, IA
October 8, 2015 - March 16, 2016
CETERA INVESTMENT SERVICES LLCPast·CRD# 15340
BD
Osceola, IA
July 17, 2014 - March 16, 2016
COUNTRY CAPITAL MANAGEMENT COMPANYPast·CRD# 12060
BD
North Liberty, IA
November 22, 2011 - May 30, 2014

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Current Firm

GA
GLOBAL ATLANTIC DISTRIBUTORS, LLC

FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326 / SEC#: 8-25027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Mailing Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Phone Number

(877) 454-4777

Established

Delaware since 12/15/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL ATLANTIC (FIN) COMPANYOWNER—
BICKLER, JASON ALEXANDERPRESIDENT AND MANAGER4164884
MOORCROFT, WILLIAM BENJAMINCHIEF COMPLIANCE OFFICER4258952
PAULOUSKY, MICHAEL RYANTREASURER7339297
RAMOS, SAMUELGENERAL COUNSEL AND SECRETARY6722343
RIP, OLGAFINOP AND CHIEF FINANCIAL OFFICER5440553
RUTHERFORD, KELLY JUNESENIOR VICE-PRESIDENT7282305
SIEGEL, DEAN CYRUSVICE PRESIDENT3224832
WEISS, DAVID LEESENIOR VICE PRESIDENT2345057

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2011About the Series 63 exam

Series 42 — Registered Options Representative Examination

Passed Jan 2023

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 72 — Government Securities Representative Examination

Passed Jan 2023

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2011About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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