RT
Ryan F. Thomas
GLOBAL ATLANTIC DISTRIBUTORS
Des Moines, IA 50309
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CRD#: 5990010
RT
Professional summary
Ryan Forrest Thomas is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Des Moines, Iowa.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2011. Ryan has worked at 4 firms and has passed the Series 65, Series 63, Series 42, Series 22TO, Series 82TO, Series 72, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Forrest Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2017 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
Office #1: 215 10th Street, Des Moines, IA 50309BD
CRD#: 8326
Des Moines, IA
Past
October 8, 2015 - March 16, 2016
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
OSCEOLA, IA
Past
July 17, 2014 - March 16, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
OSCEOLA, IA
Past
November 22, 2011 - May 30, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
NORTH LIBERTY, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/4/2023)
RR
Alaska(5/4/2023)
RR
Arizona(7/19/2022)
RR
Arkansas(5/4/2023)
RR
California(5/4/2023)
RR
Colorado(8/17/2022)
RR
Connecticut(5/4/2023)
RR
Delaware(5/4/2023)
RR
District of Columbia(5/4/2023)
RR
Florida(5/4/2023)
RR
Georgia(5/4/2023)
RR
Hawaii(5/4/2023)
RR
Idaho(7/19/2022)
RR
Illinois(5/4/2023)
RR
Indiana(5/4/2023)
RR
Iowa(11/16/2017)
RR
Kansas(5/4/2023)
RR
Kentucky(5/4/2023)
RR
Louisiana(7/19/2022)
RR
Maine(5/4/2023)
RR
Maryland(5/4/2023)
RR
Massachusetts(5/4/2023)
RR
Michigan(5/4/2023)
RR
Minnesota(5/4/2023)
RR
Mississippi(5/4/2023)
RR
Missouri(5/4/2023)
RR
Montana(7/19/2022)
RR
Nebraska(5/4/2023)
RR
Nevada(7/19/2022)
RR
New Hampshire(5/4/2023)
RR
New Jersey(5/4/2023)
RR
New Mexico(7/19/2022)
RR
New York(5/4/2023)
RR
North Carolina(5/4/2023)
RR
North Dakota(5/4/2023)
RR
Ohio(5/5/2023)
RR
Oklahoma(5/4/2023)
RR
Oregon(5/4/2023)
RR
Pennsylvania(5/4/2023)
RR
Rhode Island(5/4/2023)
RR
South Carolina(5/4/2023)
RR
South Dakota(5/4/2023)
RR
Tennessee(3/19/2025)
RR
Texas(7/19/2022)
RR
Utah(7/19/2022)
RR
Vermont(5/4/2023)
RR
Virginia(5/4/2023)
RR
Washington(5/4/2023)
RR
West Virginia(5/4/2023)
RR
Wisconsin(5/4/2023)
RR
Wyoming(8/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GLOBAL ATLANTIC DISTRIBUTORS, LLC
FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103
Mailing Address
One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103
Phone number
(877) 454-4777
Established
Delaware since 12/15/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326Des Moines, IA 50309TRUST BUT VERIFY
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