Shireen E. Daniels
IHT WEALTH MANAGEMENT LLC
Chicago, IL 60622
Some features on this profile are disabled
CRD#: 5989922
Professional summary
Shireen Elizabeth Daniels, CFP®, who also goes by Shireen Elizabeth Groleau, is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in Chicago, Illinois and LPL FINANCIAL LLC located in Chicago, Illinois.
Shireen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Shireen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shireen Elizabeth Groleau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/14/2012 - LIGHTHOUSE FINANCIAL GROUP - NON-VARIABLE INSURANCE - LIFE, HEALTH, FIXED ANNUITIES - 10% OF TIME SPENT - CHICAGO, IL 2. 1/30/2014 - PRINCIPAL - NON-VARIABLE INSURANCE - DISABILITY INSURANCE AGENT - 1% OF TIME SPENT - CHICAGO, IL 3. 01/30/2014 - North American Company - INV REL - Non-Variable Insurance - 1% TIME SPENT - Life insurance agent. 4. 01/30/2014 - MUTUAL TRUST LIFE - NON-VARIABLE INSURANCE - LIFE INSURANCE AGENT - 5% OF TIME SPENT - CHICAGO, IL 5. 1/30/2014 - Banner Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance Agent - Time Spent 1%. 6. 02/24/2015: ASSURITY LIFE INSURANCE - INV REL - 66 N. MILLER DR. #104 NORTH AURORA, IL 60542 - NON-VARIABLE INSURANCE - START 01/01/2015 - 3 HR/MO ALL DURING SECS TRDG HRS - INSURANCE AGENT: LIFE 7. 6/16/2017 - Shireen Daniels & Associates, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 12/14/15 - 0 Hours Per Month. 8. 7/25/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 06/20/2018 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 06/20/2018. I expect to spend approximately 100 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 7/31/2018 - IHT Wealth Management - DBA: (Hybrid) Lighthouse Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/20/2018 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 06/20/2018. I expect to spend approximately 100 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 2/18/2020 - Lafayette Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent - Started 02/14/2020 - 1 Hour Per Month During Securities Trading. 11. 3/19/2020 - Lighthouse College Planning - Not Investment Related - At Reported Business Location(s) - Other-Business Owner - College Planning Specialist and Owner - Started 06/01/2012 - 20 Hours Per Month During Securities Trading. 12. 11/10/2021 - 1647 W Cortland and Associates - Investment Related - Chicago, IL 60647 - Real Estate Rental - Start Date: 08/16/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Rental Building. 13. 11/10/2021 - Shirby Worldwide - Investment Related - 2022 W. Homer St, Chicago, IL 60647 - Real Estate Rental - Start Date: 12/04/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Apartment rental building.
CRS (Client Relationship Summary) - RIA
Click below to view Shireen Elizabeth Daniels's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
July 21, 2018 - Present
IHT WEALTH MANAGEMENT LLC
Office #1: 1647 W. Cortland St. #1f, Chicago, IL 60622RIA
CRD#: 171481
Chicago, IL
Current
December 14, 2012 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
CHICAGO, IL
Past
January 21, 2016 - December 31, 2018
LIGHTHOUSE INSTITUTE
RIA
CRD#: 282604
NORTH AURORA, IL
Past
January 17, 2013 - April 1, 2016
HIGHPOINT PLANNING PARTNERS
RIA
CRD#: 163768
NORTH AURORA, IL
Past
April 24, 2012 - December 17, 2012
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
NORTH AURORA, IL
Past
November 23, 2011 - December 17, 2012
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
NORTH AURORA, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IHT WEALTH MANAGEMENT LLC
+RINGENBERG FINANCIAL GROUP | W INVESTMENTS | VENICE WEALTH PARTNERS, LLC | THRIVE LIFE 360 | THE NESSIM GROUP | TALL OAKS ADVISORS, LLC | SW ADVISERS | SUCCESS WEALTH MANAGEMENT | STONEBRIAR WEALTH MANAGEMENT | STILLWATER FINANCIAL PLANNING | STEVENS3 FINANCIAL SERVICES, LLC | SJD PARTNERS LLC | SHARD FINANCIAL SERVICES, INC. | SEWELL WEALTH MANAGEMENT | RPR FINANCIAL | ROCKY MOUNTAIN WEALTH MANAGEMENT | RIVERSTONE WEALTH MANAGEMENT | RINGENBERG FINANCIAL GROUP | RB WEALTH PARTNERS | PROVIDENT WEALTH MANAGEMENT | PRB WEALTH MANAGEMENT | PLAN WEALH CREATIVE | PINNACLE WEALTH MANAGEMENT | PEARLVEST CAPITAL LLC | NVISION WEALTH PARTNERS, LLC | NVISION WEALTH | NVISION 401(K) PLAN ADVISORS | MUELLER WEALTH GROUP LLC | MILESTONE FINANCIAL SERVICES | LPG FINANCIAL, LLC | LPG FINANCIAL | LIGHTHOUSE FINANCIAL GROUP | KONZA WEALTH ADVISORS | KMG WEALTH MANAGEMENT | KEYSTONE FINANCIAL STRATEGIES | KEITH WILLIAMS FINANCIAL SERVICES | JLS WEALTH MANAGEMENT | JEFF K. ROSS FINANCIAL | J. DAVID BARKLEY & ASSOCIATES | IRELAND WEALTH MANAGEMENT AND FINANCIAL PLANNING | IHT WEALTH MANAGEMENT LLC | HARBOR WEALTH | GREEN STONE BELT WEALTH ADVISORS, LLC | GRATITUDE WEALTH MANAGEMENT | GONGOLA FINANCIAL | EQUITY WEALTH MANAGEMENT | ECLIPSE PRIVATE WEALTH MANAGEMENT | DWF WEALTH MANAGEMENT | DEWITT WEALTH ADVISORS | CMD WEALTH PARTNERS | CHRISTOPHER R. STEIN COMPREHENSIVE WEALTH MANAGEMENT, INC. | CARRERA FINANCIAL | BRIDGE BENEFITS GROUP | BOARDWALK WEALTH SOLUTIONS | BAY AREA WEALTH MANAGEMENT | A&C MANAGEMENT GROUP
CRD#: 171481 / SEC#: 801-79769
RIA
Registered Investment Advisory firm - (5/28/2014 Approved)Florida
Registered Investment Advisory firm - (12/6/2016 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2015 Terminated)Texas
Registered Investment Advisory firm - (12/6/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(12/14/2012)
IAR
Illinois(7/21/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IHT WEALTH MANAGEMENT LLC
+RINGENBERG FINANCIAL GROUP | W INVESTMENTS | VENICE WEALTH PARTNERS, LLC | THRIVE LIFE 360 | THE NESSIM GROUP | TALL OAKS ADVISORS, LLC | SW ADVISERS | SUCCESS WEALTH MANAGEMENT | STONEBRIAR WEALTH MANAGEMENT | STILLWATER FINANCIAL PLANNING | STEVENS3 FINANCIAL SERVICES, LLC | SJD PARTNERS LLC | SHARD FINANCIAL SERVICES, INC. | SEWELL WEALTH MANAGEMENT | RPR FINANCIAL | ROCKY MOUNTAIN WEALTH MANAGEMENT | RIVERSTONE WEALTH MANAGEMENT | RINGENBERG FINANCIAL GROUP | RB WEALTH PARTNERS | PROVIDENT WEALTH MANAGEMENT | PRB WEALTH MANAGEMENT | PLAN WEALH CREATIVE | PINNACLE WEALTH MANAGEMENT | PEARLVEST CAPITAL LLC | NVISION WEALTH PARTNERS, LLC | NVISION WEALTH | NVISION 401(K) PLAN ADVISORS | MUELLER WEALTH GROUP LLC | MILESTONE FINANCIAL SERVICES | LPG FINANCIAL, LLC | LPG FINANCIAL | LIGHTHOUSE FINANCIAL GROUP | KONZA WEALTH ADVISORS | KMG WEALTH MANAGEMENT | KEYSTONE FINANCIAL STRATEGIES | KEITH WILLIAMS FINANCIAL SERVICES | JLS WEALTH MANAGEMENT | JEFF K. ROSS FINANCIAL | J. DAVID BARKLEY & ASSOCIATES | IRELAND WEALTH MANAGEMENT AND FINANCIAL PLANNING | IHT WEALTH MANAGEMENT LLC | HARBOR WEALTH | GREEN STONE BELT WEALTH ADVISORS, LLC | GRATITUDE WEALTH MANAGEMENT | GONGOLA FINANCIAL | EQUITY WEALTH MANAGEMENT | ECLIPSE PRIVATE WEALTH MANAGEMENT | DWF WEALTH MANAGEMENT | DEWITT WEALTH ADVISORS | CMD WEALTH PARTNERS | CHRISTOPHER R. STEIN COMPREHENSIVE WEALTH MANAGEMENT, INC. | CARRERA FINANCIAL | BRIDGE BENEFITS GROUP | BOARDWALK WEALTH SOLUTIONS | BAY AREA WEALTH MANAGEMENT | A&C MANAGEMENT GROUP
CRD#: 171481 / SEC#: 801-79769
RIA
Registered Investment Advisory firm - (5/28/2014 Approved)Florida
Registered Investment Advisory firm - (12/6/2016 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2015 Terminated)Texas
Registered Investment Advisory firm - (12/6/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606
Mailing Address
Phone number
(855) 295-2828
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 23,131 |
| AUM (Assets Under Management) | $ 6,376,084,483 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
