Timothy A. Alverson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Andrew Alverson, who also goes by Tim Alverson, Timothy Alverson, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2011. Timothy had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - March 24, 2026
FISHER INVESTMENTS
June 8, 2020 - October 7, 2020
USAA INVESTMENT SERVICES COMPANY
November 27, 2019 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
May 19, 2017 - May 21, 2019
J.P. MORGAN SECURITIES LLC
December 24, 2011 - April 13, 2017
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
