Michael J. Rachesky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jordan Rachesky, who also goes by Michael J Rachesky, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2014 - June 9, 2015
USAA FINANCIAL PLANNING SERVICES
July 8, 2014 - June 9, 2015
USAA FINANCIAL ADVISORS, INC.
January 30, 2013 - June 17, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2013 - June 17, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 1, 2012 - December 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2012 - December 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 2012 - March 8, 2012
IAA FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
