James E. Dickerson

FMSA

French Settlement, LA

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CRD#: 5989609

Professional summary

James Ernest Dickerson, who also goes by James E Dickerson, is a registered financial advisor currently at FMSA located in French Settlement, Louisiana.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James E Dickerson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ernest Dickerson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2025 - Present

FMSA

RIA

CRD#: 154136

French Settlement, LA

Past

December 14, 2018 - March 18, 2025

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Gonzales, LA

Past

April 4, 2017 - December 20, 2018

OSAIC WEALTH, INC.

CRD#: 23131

LAFAYETTE, LA

Past

December 9, 2011 - March 23, 2017

N.I.S. FINANCIAL SERVICES, INC.

CRD#: 5361

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/24/2025)

IAR

Texas
(12/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/21/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/8/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

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Contact information

Main Address

Delray Beach, FL

Mailing Address

Phone number

(561) 289-2602

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMSA ADV 2 (2/11/2026)

Regulatory assets under management

Total Number of Accounts	1,784
AUM (Assets Under Management)	$ 216,378,047

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James E. Dickerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ernest Dickerson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FMSA

ALLSTATE FINANCIAL SERVICES, LLC

OSAIC WEALTH, INC.

N.I.S. FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FMSA

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/2012

SIE

Date: 10/1/2018

Series 6

Date: 12/8/2011

Current Firm

FMSA

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FMSA

TRUST BUT VERIFY

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