Martin J. Heale

SCHRODER WEALTH MANAGEMENT (US) LIMITED

London, EC2Y 5AU

Some features on this profile are disabled

CRD#: 5988627

Professional summary

Martin John Heale is a registered financial advisor currently at SCHRODER WEALTH MANAGEMENT (US) LIMITED .

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Martin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin John Heale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2017 - Present

SCHRODER WEALTH MANAGEMENT (US) LIMITED

Office #1: 1 London Wall Place, London, EC2Y 5AU

RIA

CRD#: 289151

London,

Past

October 20, 2011 - July 14, 2017

ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED

RIA

CRD#: 112284

LONDON,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHRODER WEALTH MANAGEMENT (US) LIMITED

CRD#: 289151 / SEC#: 801-110948

RIA

Registered Investment Advisory firm - (8/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2011

Uniform Investment Adviser Law Examination

Current Firm

SCHRODER WEALTH MANAGEMENT (US) LIMITED

CRD#: 289151 / SEC#: 801-110948

RIA

Registered Investment Advisory firm - (8/1/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 London Wall Place, London, EC2Y 5AU

Mailing Address

Phone number

00 44 (0)20 7658 6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISER BROCHURE - ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	226
AUM (Assets Under Management)	$ 922,408,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kevin Smith

JANNEY MONTGOMERY SCOTT LLC

IAR

York, PA

Brandon Krantz

OSAIC WEALTH, INC.

IAR

SCOTTSDALE, AZ

Sarah Maitre

CAMRIEL ADVISORS

IAR

WEED, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Martin J. Heale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin John Heale's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHRODER WEALTH MANAGEMENT (US) LIMITED

ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED

Primary Firm SEC Registration

SCHRODER WEALTH MANAGEMENT (US) LIMITED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2011

Current Firm

SCHRODER WEALTH MANAGEMENT (US) LIMITED

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHRODER WEALTH MANAGEMENT (US) LIMITED

TRUST BUT VERIFY

Similar Advisors