Raphael Aziz
Professional summary
Raphael Aziz, CFP®, who also goes by Raph F Aziz, Raphael Fouad Aziz, Raphael Aziz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Valley Center, California and FIDELITY BROKERAGE SERVICES LLC located in San Diego, California.
Raphael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Raphael has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raphael Aziz's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 16745 West Bernardo Drive Suite 110, San Diego, CA 92127March 9, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 16745 West Bernardo Drive Suite 110, San Diego, CA 92127March 14, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 27, 2021 - December 1, 2022
MERCER GLOBAL ADVISORS INC.
July 24, 2020 - July 6, 2021
EPSTEIN AND WHITE FINANCIAL LLC
November 29, 2019 - June 30, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 17, 2019 - June 30, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2012 - August 21, 2019
J.P. MORGAN SECURITIES LLC
August 15, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2023)
(3/9/2023)
(3/31/2025)
(1/4/2024)
(12/1/2023)
(1/4/2024)
(10/20/2025)
(6/2/2023)
(12/1/2023)
(3/1/2024)
(3/16/2023)
(1/19/2024)
(3/16/2023)
(3/16/2023)
(9/29/2023)
(3/17/2023)
(3/16/2023)
(7/19/2024)
(3/16/2023)
(3/31/2025)
(10/13/2025)
Exams
Series 7TO
Date: 3/9/2023
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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