Benjamin J. Nye

NARWHAL CAPITAL MANAGEMENT

Marietta, GA 30060

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CRD#: 5988487

Professional summary

Benjamin John Nye, who also goes by Benjamin John Richard Nye, is a registered financial advisor currently at NARWHAL CAPITAL MANAGEMENT located in Marietta, Georgia.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Benjamin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin John Richard Nye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: NYE CONSULTING, LLC; ADDRESS OF OBA: SMYRNA, GA 30080; NATURE: MANAGEMENT CONSULTING SERVICES; INVESTMENT RELATED: NO; TITLE WITH OBA: PROPRIETOR, OWNER; DUTIES: PROVIDE MANAGEMENT CONSULTING SERVICES FOR SMALL BUSINESSES, INCLUDING BUDGETING, MARKETING, AND MANAGEMENT SERVICES; START DATE: 04/2023; APPROX. NUMBER OF HOURS/MONTH: 60; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin John Nye's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2016 - Present

NARWHAL CAPITAL MANAGEMENT

Office #1: 531 Roselane Street Suite 420, Marietta, GA 30060

RIA

CRD#: 135958

Marietta, GA

Past

December 5, 2011 - June 28, 2016

J.P. CAPITAL MANAGEMENT, INC.

RIA

CRD#: 142109

EUGENE, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NARWHAL CAPITAL MANAGEMENT

NARWHAL CAPITAL MANAGEMENT | NARWHAL CAPITAL MANAGMENT, LLC | NARWHAL CAPITAL MANAGMENT, INC.

CRD#: 135958 / SEC#: 801-66563

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

Georgia

Registered Investment Advisory firm - (3/1/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/22/2016)

IAR

Texas
(5/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2011

Uniform Investment Adviser Law Examination

Current Firm

NARWHAL CAPITAL MANAGEMENT

NARWHAL CAPITAL MANAGEMENT | NARWHAL CAPITAL MANAGMENT, LLC | NARWHAL CAPITAL MANAGMENT, INC.

CRD#: 135958 / SEC#: 801-66563

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

Georgia

Registered Investment Advisory firm - (3/1/2007 Terminated)

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Contact information

Main Address

531 Roselane Street Suite 420, Marietta, GA 30060

Mailing Address

Phone number

(770) 344-0172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

09 30 2025 NAR FORM ADV PART 2A AND 2B FINAL (9/30/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 1,764,568,823

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin J. Nye

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin John Nye's CRS (Customer Relationship Summary).

Certified licenses

Experience

NARWHAL CAPITAL MANAGEMENT

J.P. CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

NARWHAL CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2011

Current Firm

NARWHAL CAPITAL MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NARWHAL CAPITAL MANAGEMENT

TRUST BUT VERIFY

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