BD
Brennan G. Drew
PARK AVENUE SECURITIES LLC
Las Vegas, NV 89148
Some features on this profile are disabled
CRD#: 5988467
BD
Professional summary
Brennan G Drew is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Las Vegas, Nevada.
Brennan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Brennan has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance with other companies-contracted through other insurance companies Start: 01/01/2012 Address: 8906 Spanish Ridge Ave suite 110 Las Vegas NV 89148 3 bus hrs per month Investment related 2. Wrestling Coach- help out at a local high school to give back to the sport and the younger kids. Start: 11/01/2012 Address: 2015 S Hualapai Way Las Vegas, NV 89117 32 non bus hrs per month Not investment related 3. Liberty ID-Identity Restoration service Start: 01/09/2017 Address: 1707 Village Center Circle Suite 100 Las Vegas, NV 89134 1 bus hr per month Not investment related 4. BGD Capital LLC-Set up an LLC in order to run payroll through it to hire an assistant. Start: 01/01/2017 Address: 4749 N Park St Las Vegas, NV 89129 4 bus hrs per month; 1 during securities trading hours, Not investment related 5. Author/Speaker-Author for news articles, magazines and books maybe published in the future. Published book by the name of Financial Malpractice Start: 12/17/2018 Address: 8906 Spanish Ridge Avenue Suite 110 Las Vegas, NV 89149 5 non bus hrs per month Not investment related 6. Real Estate Investment, Start: 11/09/2023, Address: 4052 Wallace Lane, Des Moines, IA 50310, 2 total hours per month; 1 during securities, Less than 10% annual compensation, Investment related; 7. Real Estate Investment 16th St., Start: 11/13/2023, Address: 524 16th St Des Moines, IA 50309, 2 total hours per month; 1 during securities, Less than 10% annual compensation, Investment related;
CRS (Client Relationship Summary) - RIA
Click below to view Brennan G Drew's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brennan G Drew's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8906 Spanish Ridge Avenue Suite 110, Las Vegas, NV 89148RIA
BD
CRD#: 46173
Las Vegas, NV
Current
November 14, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8906 Spanish Ridge Avenue Suite 110, Las Vegas, NV 89148RIA
BD
CRD#: 46173
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/9/2018)
IAR
Arizona(10/16/2018)
RR
Arkansas(2/22/2021)
IAR
Arkansas(2/22/2021)
RR
California(8/7/2014)
IAR
California(8/27/2014)
RR
Colorado(10/25/2016)
IAR
Colorado(10/26/2016)
RR
Florida(12/3/2015)
IAR
Florida(12/21/2015)
RR
Georgia(11/8/2024)
IAR
Georgia(11/12/2024)
RR
Hawaii(1/22/2019)
IAR
Hawaii(1/25/2019)
RR
Idaho(10/31/2018)
IAR
Idaho(11/1/2018)
RR
Illinois(8/7/2014)
IAR
Illinois(8/27/2014)
RR
Iowa(8/7/2014)
IAR
Iowa(8/27/2014)
RR
Kansas(1/4/2024)
IAR
Kansas(1/4/2024)
RR
Maryland(2/26/2019)
IAR
Maryland(2/26/2019)
RR
Minnesota(4/11/2017)
IAR
Minnesota(4/27/2017)
RR
Nebraska(9/9/2024)
IAR
Nebraska(9/9/2024)
RR
Nevada(7/29/2014)
IAR
Nevada(8/26/2014)
RR
New Hampshire(8/11/2020)
IAR
New Hampshire(9/2/2020)
RR
North Carolina(6/6/2024)
IAR
North Carolina(6/6/2024)
RR
Oregon(5/9/2017)
IAR
Oregon(5/24/2017)
RR
Pennsylvania(6/17/2019)
IAR
Pennsylvania(6/18/2019)
RR
South Carolina(5/11/2021)
IAR
South Carolina(5/13/2021)
RR
Tennessee(6/18/2021)
RR
Texas(8/7/2014)
IAR
Texas(8/27/2014)
RR
Utah(3/28/2022)
IAR
Utah(3/29/2022)
RR
Virginia(10/4/2021)
IAR
Virginia(10/4/2021)
RR
Washington(8/27/2015)
IAR
Washington(8/27/2015)
RR
Wisconsin(8/10/2017)
IAR
Wisconsin(8/11/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
