Lindsey B. Lee

9I CAPITAL GROUP LLC

Fort Worth, TX

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CRD#: 5988448

Professional summary

Lindsey Blair Lee, who also goes by Lindsey Blair Lee, Lindsey Lee, is a registered financial advisor currently at 9I CAPITAL GROUP LLC located in Fort Worth, Texas.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Lindsey has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsey Blair Lee | Lindsey Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Lindsey L33, LLC. Began: 06/2009.Not investment related. Owner and creative director. 2407 South Congress Avenue, Suite E #143, Austin, TX 78704. Boutique creative content house. 40 hours per month, generally not during trading hours.___ 2) Freelance Consultant. Began: 09/2010. Not investment related. 2407 South Congress Avenue, Suite E #143, Austin, TX 78704. Consulting, business and marketing. 10 hours per month.___ 3) THNK1994. Began: 05/2016. Not investment related. 91 Allen St. #20, New York, NY 10002. Creative director. 5 hours a month.___ 4) Elevate Planning. Began: 08/2022. Investment related. 2407 South Congress Avenue, Suite E #143, Austin, TX 78704. Director of operations. 40 hours a month. 5) Lindsey Blair Lee is Director of Operations at Elevate Planning; Is the business investment related: No; Location of the business: 300 Bowie Street Austin Texas 78703; Description of the business: cash flow coaching; Responsibilities Duties: managing day to day operations; Start date with business: 2022-08-01; Hours per month devoted to business during trading hours: 10;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Blair Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2023 - Present

9I CAPITAL GROUP LLC

RIA

CRD#: 323057

Fort Worth, TX

Past

October 4, 2022 - February 16, 2023

IP FINANCIAL ADVISORY SERVICES LLC

RIA

CRD#: 305772

Austin, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2022

Uniform Investment Adviser Law Examination

Current Firm

9I CAPITAL GROUP LLC

CRD#: 323057 / SEC#:

Texas

Registered Investment Advisory firm - (1/30/2023 Approved)

Washington

Registered Investment Advisory firm - (3/27/2024 Approved)

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Contact information

Main Address

Fort Worth, TX

Mailing Address

Phone number

(817) 658-9625

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 40,315,474

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsey B. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Blair Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

9I CAPITAL GROUP LLC

IP FINANCIAL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2022

Current Firm

9I CAPITAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

9I CAPITAL GROUP LLC

TRUST BUT VERIFY

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