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NV

North A. Vanhooser

NORTH INVESTMENTS COMPANY LLC
FORT WORTH, TX 76106
Some features on this profile are disabled
CRD#: 5988289
NV

Professional summary

North Alan Vanhooser is a registered financial professional currently at NORTH INVESTMENTS COMPANY LLC located in Fort Worth, Texas.

North is registered as a RR (Registered Representative) and started their career in finance in 2011. North has worked at 4 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view North Alan Vanhooser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2025 - Present

NORTH INVESTMENTS COMPANY LLC

Office #1: 201 American Concourse Suite L01d, Fort Worth, TX 76106
BD
CRD#: 329409
FORT WORTH, TX
Past

September 1, 2020 - June 29, 2021

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

June 1, 2020 - August 29, 2020

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
Southlake, TX
Past

December 20, 2017 - May 13, 2019

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
Southlake, TX
Past

November 15, 2011 - May 13, 2019

TD AMERITRADE, INC.

BD
CRD#: 7870
Southlake, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/28/2026)
RR
New York
(1/28/2026)
RR
Texas
(1/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 3/9/2015
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 6/15/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/14/2024
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NI
NORTH INVESTMENTS COMPANY LLC
NORTH INVESTMENTS COMPANY LLC

CRD#: 329409 / SEC#: , 8-71203

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
201 American Concourse Suite L01d, Fort Worth, TX 76106
Mailing Address
201 American Concourse Box 43, Fort Worth, TX 76106
Phone number
(682) 394-4553
Established
Texas since 03/14/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VANHOOSER, NORTH ALANPRESIDENT / CEO5988289
VANHOOSER, LARRY RONALDMEMBER7847898
VANHOOSER, NANCY ELLISMEMBER7847911
BEN-KELY, SHONMEMBER8062255
BOYLE, JAMES MATTHEWMEMBER8062224
HATTER, WALT DEANMEMBER8191192
DICK, KENNETHMEMBER8198164
GIBBONS, JOHN DAVIDMEMBER8191190
JAHRAUS, DENISEMEMBER8189310
JAHRAUS, GARTH EDWINMEMBER8189313
MARCZEWSKI, DONALD CHARLESCCO / FINOP5007156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH INVESTMENTS COMPANY LLC

CRD#: 329409Fort Worth, TX 76106

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