Kevin D. Thompson
Professional summary
Kevin D Thompson, CFP®, who also goes by Kevin Deshawn Thompson, is a registered financial advisor currently at 9I CAPITAL GROUP LLC located in Fort Worth, Texas.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kevin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin D Thompson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
January 30, 2023 - Present
9I CAPITAL GROUP LLC
February 4, 2013 - January 31, 2023
PARK AVENUE SECURITIES LLC
January 4, 2013 - January 31, 2023
PARK AVENUE SECURITIES LLC
September 17, 2012 - November 19, 2012
TD AMERITRADE, INC.
September 17, 2012 - November 19, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 15, 2011 - November 19, 2012
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/30/2023)
(3/27/2024)
Exams
Current Firm
9I CAPITAL GROUP LLC
CRD#: 323057 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 40,315,474 |
Red Flags
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