James R. Gura
Professional summary
James Raoul Gura, who also goes by James Gura, was a registered financial advisor .
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2025 - Present
Office #1: 3770 South Lindbergh Boulevard, Suite 102, St. Louis, MO 63127
November 30, 2018 - September 30, 2025
COMMONWEALTH FINANCIAL NETWORK
November 30, 2018 - September 30, 2025
COMMONWEALTH FINANCIAL NETWORK
September 9, 2013 - December 7, 2018
OPPENHEIMER & CO. INC.
September 6, 2013 - December 7, 2018
OPPENHEIMER & CO. INC.
December 15, 2011 - September 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
November 5, 2011 - September 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/30/2025)
Exams
Current firm
No current employment
Red Flags
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