Benjamin A. Paulding

Rapid City, SD 57701

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CRD#: 5988128

Professional summary

Benjamin Aaron Paulding, CFP®, who also goes by Ben Paulding, was a registered financial advisor .

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Benjamin had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Paulding

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-Preferred Security Components of Pennsylvania, Inc.; 510 West King Street, Shippensburg, PA 17257; Vehicle Detection Systems; Non-investment related; Member of Board of Directors; Treasurer providing financial oversight/accountability; Since 02/2020; Less than 4 hours per month during business; 2 hours during trading hours. -Harris Holdings, LLC; Non-investment related; Harris Holdings, C/O Terry Harris, 415 Fallowfield Road, Camp Hill, PA 17011; Small business holding company for extreme micro cap non-publicly traded holdings; Partner; Since 01/2020; 3 hours per month; None during trading hours; Currently no duties

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 22, 2025 - Present

Office #1: 1010 9th St #1, Rapid City, SD 57701

Rapid City, SD

Past

May 28, 2013 - December 31, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

MECHANICSBURG, PA

Past

April 18, 2013 - December 31, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MECHANICSBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Dakota
(9/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2013

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin A. Paulding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2013

SIE

Date: 12/31/2015

Series 7

Date: 4/17/2013

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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