Kenneth K. Jobson

HARMONY ASSET MANAGEMENT

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CRD#: 5987955

Professional summary

Kenneth K Jobson is a registered financial advisor currently at HARMONY ASSET MANAGEMENT LLC .

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kenneth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth K Jobson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2020 - Present

HARMONY ASSET MANAGEMENT LLC

RIA

CRD#: 116069

Past

March 26, 2018 - June 4, 2018

HAYDEN ROYAL

RIA

CRD#: 170037

Tampa, FL

Past

January 10, 2017 - March 28, 2018

PLATINUM WEALTH PARTNERS

RIA

CRD#: 145507

St Petersburg, FL

Past

November 5, 2012 - January 13, 2017

MORGAN STANLEY

RIA

CRD#: 149777

ST. PETERSBURG, FL

Past

September 21, 2012 - January 13, 2017

MORGAN STANLEY

CRD#: 149777

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARMONY ASSET MANAGEMENT LLC

EXPANSION FUNDS AMERICA | ROSENFIELD, ALAN E. | HARMONY NONPROFIT | HARMONY ASSET MANAGEMENT LLC | EXPANSION FUNDS AMERICA LLC

CRD#: 116069 / SEC#: 801-118731

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

Arizona

Registered Investment Advisory firm - (11/20/2020 Terminated)

Florida

Registered Investment Advisory firm - (11/11/2020 Terminated)

New York

Registered Investment Advisory firm - (11/11/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/4/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2012

General Securities Representative Examination

Current Firm

HARMONY ASSET MANAGEMENT LLC

EXPANSION FUNDS AMERICA | ROSENFIELD, ALAN E. | HARMONY NONPROFIT | HARMONY ASSET MANAGEMENT LLC | EXPANSION FUNDS AMERICA LLC

CRD#: 116069 / SEC#: 801-118731

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

Arizona

Registered Investment Advisory firm - (11/20/2020 Terminated)

Florida

Registered Investment Advisory firm - (11/11/2020 Terminated)

New York

Registered Investment Advisory firm - (11/11/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/4/2006 Terminated)

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Contact information

Main Address

16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 314-5967

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARMONY ASSET MANAGEMENT LLC - BROCHURE (4/17/2025)

Regulatory assets under management

Total Number of Accounts	528
AUM (Assets Under Management)	$ 393,589,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth K. Jobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth K Jobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAYDEN ROYAL

PLATINUM WEALTH PARTNERS

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

HARMONY ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2012

SIE

Date: 1/13/2017

Series 7

Date: 9/20/2012

Current Firm

HARMONY ASSET MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARMONY ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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