John P. Wheelhouse
Professional summary
John Paul Wheelhouse MR, who also goes by John Paul Wheelhouse, is a registered financial professional currently at UNITED FIRST PARTNERS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2011. John has worked at 1 firm and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 3, Series 55, Series 17 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Paul Wheelhouse MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2011 - Present
UNITED FIRST PARTNERS LLC
Office #1: 3 Columbus Circle Suite 1730, New York, NY 10019State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2020)
(1/13/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 3/22/2019
Municipal Securities Representative ExaminationSeries 55
Date: 6/14/2012
Limited Representative-Equity Trader ExamSeries 17
Date: 11/3/2011
Limited Registered Representative ExaminationFINRA
Current Firm
UNITED FIRST PARTNERS LLC
CRD#: 155456 / SEC#: , 8-68718
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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