Shanari Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shanari Williams, who also goes by Shanari N Williams, Shanari Nikeda Williams, Shanari N Young, Shanari Nikeda Young, Shanari Young, was a registered financial professional .
Shanari is a previously registered financial professional and started their career in finance in 2011. Shanari had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2022 - December 9, 2024
CITIZENS PRIVATE WEALTH
November 10, 2022 - December 9, 2024
CITIZENS SECURITIES, INC.
November 10, 2022 - December 9, 2024
CITIZENS SECURITIES, INC.
March 10, 2021 - October 25, 2022
FIFTH THIRD SECURITIES, INC.
March 10, 2021 - October 25, 2022
FIFTH THIRD SECURITIES, INC.
December 19, 2017 - March 15, 2021
WELLS FARGO CLEARING SERVICES, LLC
December 15, 2017 - March 15, 2021
WELLS FARGO CLEARING SERVICES, LLC
June 16, 2016 - January 13, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 9, 2016 - January 13, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 8, 2013 - October 14, 2015
MORGAN STANLEY
June 6, 2013 - October 14, 2015
MORGAN STANLEY
November 6, 2012 - March 20, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2012 - October 25, 2012
J.P. MORGAN SECURITIES LLC
December 13, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
