Christine L. Collins-schwinger

COLLINS ADVISORS

BUFFALO, NY 14202

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CRD#: 5987515

Professional summary

Christine Lee Collins-schwinger, who also goes by Christine Lee Collins, is a registered financial advisor currently at COLLINS ADVISORS, LLC located in Buffalo, New York.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Christine has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christine Lee Collins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Lee Collins-schwinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2022 - Present

COLLINS ADVISORS, LLC

Office #1: 610 Main Street Suite 202, Buffalo, NY 14202

RIA

CRD#: 129270

BUFFALO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLLINS ADVISORS, LLC

COLLINS ADVISORS, LLC | MARY LEE COLLINS

CRD#: 129270 / SEC#: 801-72267

RIA

Registered Investment Advisory firm - (10/11/2011 Approved)

Illinois

Registered Investment Advisory firm - (9/29/2017 Terminated)

Ohio

Registered Investment Advisory firm - (5/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2022

Uniform Investment Adviser Law Examination

Current Firm

COLLINS ADVISORS, LLC

COLLINS ADVISORS, LLC | MARY LEE COLLINS

CRD#: 129270 / SEC#: 801-72267

RIA

Registered Investment Advisory firm - (10/11/2011 Approved)

Illinois

Registered Investment Advisory firm - (9/29/2017 Terminated)

Ohio

Registered Investment Advisory firm - (5/31/2012 Terminated)

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Contact information

Main Address

610 Main Street Suite 202, Buffalo, NY 14202

Mailing Address

Phone number

(716) 833-6338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2ADV (3/31/2025)

Regulatory assets under management

Total Number of Accounts	260
AUM (Assets Under Management)	$ 158,918,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christine L. Collins-schwinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Lee Collins-schwinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLLINS ADVISORS, LLC

Primary Firm SEC Registration

COLLINS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2022

Current Firm

COLLINS ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLLINS ADVISORS, LLC

TRUST BUT VERIFY

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