BB
Brendan S. Bohnhorst
FIFTH THIRD SECURITIES
Grand Rapids, MI 49525
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CRD#: 5987147
BB
Professional summary
Brendan Simon Bohnhorst, who also goes by Brendan S Bohnhorst, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Grand Rapids, Michigan.
Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brendan has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brendan S Bohnhorst
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Aquinas College - 1700 Fulton St. E., Grand Rapids, MI - Adjunct music instructor - 4 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------- Holland Symphony Orchstra - 96 W. 15ths St. #210, Holland, MI - Principal Tuba - 3 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------- rental property - Thompsonville, MI 49683 - owner/landlord - 1 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
CRS (Client Relationship Summary) - RIA
Click below to view Brendan Simon Bohnhorst's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brendan Simon Bohnhorst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2023 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 1967 E Beltline Ne, Grand Rapids, MI 49525Office #2: 1319 Michigan Street, Grand Rapids, MI 49503RIA
BD
CRD#: 628
Grand Rapids, MI
Current
May 25, 2023 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 1967 E Beltline Ne, Grand Rapids, MI 49525Office #2: 1319 Michigan Street, Grand Rapids, MI 49503RIA
BD
CRD#: 628
Grand Rapids, MI
Past
December 14, 2021 - March 28, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
CALEDONIA, MI
Past
December 14, 2021 - March 28, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
GRAND RAPIDS, MI
Past
June 9, 2021 - November 9, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GRAND RAPIDS, MI
Past
March 1, 2021 - November 8, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GRAND RAPIDS, MI
Past
December 1, 2020 - January 28, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
GRAND RAPIDS, MI
Past
June 26, 2019 - April 30, 2020
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
KALAMAZOO, MI
Past
June 4, 2015 - March 22, 2019
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
GRAND RAPIDS, MI
Past
December 19, 2014 - March 22, 2019
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
GRAND RAPIDS, MI
Past
February 6, 2014 - September 17, 2014
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
COMSTOCK PARK, MI
Past
October 1, 2012 - December 12, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
GRAND RAPIDS, MI
Past
November 5, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2023)
RR
California(6/6/2023)
RR
Florida(6/6/2023)
RR
Indiana(6/6/2023)
RR
Kentucky(6/6/2023)
RR
Massachusetts(6/6/2023)
RR
Michigan(5/25/2023)
IAR
Michigan(5/25/2023)
RR
Minnesota(7/25/2023)
RR
Montana(6/6/2023)
RR
Nevada(10/27/2025)
RR
New York(6/6/2023)
RR
North Carolina(7/25/2023)
RR
Ohio(6/6/2023)
RR
Tennessee(6/6/2023)
RR
Texas(7/25/2023)
RR
Virginia(6/6/2023)
RR
Washington(6/6/2023)
RR
Wisconsin(6/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/31/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Grand Rapids, MI 49525TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
