Jeffrey C. Kemp
LEFAVI WEALTH MANAGEMENT
Salt Lake City, UT 84109
Some features on this profile are disabled
CRD#: 5986765
Professional summary
Jeffrey Craig Kemp, CFP®, who also goes by Jeff Craig Kemp, Jeffery Craig Kemp, is a registered financial advisor currently at LEFAVI WEALTH MANAGEMENT located in Salt Lake City, Utah and BRUCE A. LEFAVI SECURITIES, INC. located in Salt Lake City, Utah.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jeffrey has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Craig Kemp | Jeffery Craig Kemp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BOY SCOUTS OF AMERICA;NO;8395 S 700 W, SANDY, UT 84070;NON-PROFIT ORGANIZATION;VENTURE ADVISOR;05/01/2012; 10/0;ADVISE AND COORDINATE ACTIVITIES
2)SCHOOL LAND TRUST COMMITTEE, ASCENT SCHOOL;NO;5662 W 8200 SOUTH WEST JORDAN UT 84081;NON-EXEMPT;MEMBER/PRESIDENT;09/01/2015;4/0;ORGANIZE AND RUN MONTHLY MEETINGS
3)INDEPENDENT INSURANCE AGENT;YES;3738 W JUDD CIRCLE WEST JORDAN UT;FIXED INSURANCE;INDEPENDENT INSURANCE AGENT;09/18/2017;160/160;SALE OF FIXED INSURANCE PRODUCTS
4. School Lands Trust Community Council
Address: West Jordan, UT
Nature of the Business: Other (unpaid)
Position/Title: Other (unpaid)
Investment Related:No
Start Date: 09/15/2015
Hours per month devoted to this business: 4
Hours per month devoted to this business during trading hours: 0
Description of duties: At my Children's Charter School the state of Utah's School Lands Trust distributes profits from the trust for every child to qualifying schools in Utah. The council audits the expenditures to ensure they are only used for qualified education expenses.
Pinnacle Financial Planning. 09/01/2017. Sole Proprietor/Owner. Shell company not currently being used from previous plans to open and start an RIA.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Craig Kemp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
January 23, 2024 - Present
LEFAVI WEALTH MANAGEMENT
Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109RIA
CRD#: 104961
Salt Lake City, UT
Current
July 17, 2018 - Present
BRUCE A. LEFAVI SECURITIES, INC.
Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109BD
CRD#: 10684
Salt Lake City, UT
Past
July 17, 2018 - December 31, 2023
LEFAVI WEALTH MANAGEMENT
RIA
CRD#: 104961
SALT LAKE CITY, UT
Past
October 26, 2017 - July 11, 2018
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
COTTONWOOD HEIGHTS, UT
Past
October 26, 2017 - July 11, 2018
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
COTTONWOOD HEIGHTS, UT
Past
September 20, 2017 - October 16, 2017
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
West Jordan, UT
Past
September 18, 2017 - October 16, 2017
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
West Jordan, UT
Past
November 8, 2011 - June 21, 2017
TD AMERITRADE, INC.
RIA
CRD#: 7870
Draper, UT
Past
November 8, 2011 - June 21, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
DRAPER, UT
Past
October 20, 2011 - June 21, 2017
TD AMERITRADE, INC.
BD
CRD#: 7870
DRAPER, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LEFAVI WEALTH MANAGEMENT
BRUCE A. LEFAVI ANNUITIES | LEFAVI WEALTH MANAGEMENT, INC. | LEFAVI WEALTH MANAGEMENT | LEFAVI FINANCIAL CENTER
CRD#: 104961 / SEC#: 801-73029
RIA
Registered Investment Advisory firm - (1/17/2012 Approved)District of Columbia
Registered Investment Advisory firm - (12/31/2004 Terminated)Florida
Registered Investment Advisory firm - (1/31/2013 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2023 Terminated)Utah
Registered Investment Advisory firm - (1/31/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/17/2018)
RR
California(7/17/2018)
RR
Colorado(7/17/2018)
RR
Idaho(7/17/2018)
RR
Nevada(7/17/2018)
RR
New York(7/17/2018)
RR
Oregon(7/17/2018)
RR
Texas(7/17/2018)
RR
Utah(7/18/2018)
IAR
Utah(1/23/2024)
RR
Virginia(7/17/2018)
RR
Washington(7/17/2018)
RR
West Virginia(7/17/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LEFAVI WEALTH MANAGEMENT
BRUCE A. LEFAVI ANNUITIES | LEFAVI WEALTH MANAGEMENT, INC. | LEFAVI WEALTH MANAGEMENT | LEFAVI FINANCIAL CENTER
CRD#: 104961 / SEC#: 801-73029
RIA
Registered Investment Advisory firm - (1/17/2012 Approved)District of Columbia
Registered Investment Advisory firm - (12/31/2004 Terminated)Florida
Registered Investment Advisory firm - (1/31/2013 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2023 Terminated)Utah
Registered Investment Advisory firm - (1/31/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
Mailing Address
Phone number
(801) 486-9000
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,565 |
| AUM (Assets Under Management) | $ 438,841,383 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEFAVI WEALTH MANAGEMENT
CRD#: 104961Salt Lake City, UT 84109TRUST BUT VERIFY
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