Andy R. Hul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andy Ryan Hul, who also goes by Andy R Hul, was a registered financial professional .
Andy is a previously registered financial professional and started their career in finance in 2011. Andy had worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2017 - May 22, 2026
FORESIDE FUND SERVICES, LLC
September 3, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
September 3, 2015 - December 14, 2016
LEGEND EQUITIES CORPORATION
September 3, 2015 - December 27, 2016
SUMMIT BROKERAGE SERVICES, INC.
September 3, 2015 - December 27, 2016
FIRST ALLIED SECURITIES, INC.
September 3, 2015 - December 27, 2016
CETERA INVESTMENT SERVICES LLC
September 3, 2015 - December 27, 2016
CETERA FINANCIAL SPECIALISTS LLC
September 3, 2015 - December 27, 2016
CETERA ADVISORS LLC
September 3, 2015 - December 27, 2016
CETERA WEALTH SERVICES, LLC
January 28, 2014 - July 29, 2015
COREBRIDGE CAPITAL SERVICES, INC.
October 1, 2012 - January 13, 2014
J.P. MORGAN SECURITIES LLC
November 5, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
