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LG

Leslie S. Garske

TRACTION FINANCIAL PARTNERS
Littleton, CO 80127
Some features on this profile are disabled
CRD#: 5986636
LG

Professional summary

Leslie Seawell Garske, who also goes by Leslie Garske, Leslie Seawell Giacomelli, Leslie C Seawell, is a registered financial advisor currently at TRACTION FINANCIAL PARTNERS located in Littleton, Colorado.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Leslie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Leslie Garske | Leslie Seawell Giacomelli | Leslie C Seawell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GARSKE DIVORCE MEDIATION AND FINANCIAL ANALYSIS LLC; NOT INVESTMENT-RELATED;4 WEST DRY CREEK CIRCLE, SUITE 100, LITTLETON, CO 80120; DIVORCE EDUCATION; OWNER; 01/2019; 80 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS; DIVORCE MEDIATION, EXPERT WITNESS TESTIMONY, AND DIVORCE FINANCIAL PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Seawell Garske's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2025 - Present

TRACTION FINANCIAL PARTNERS

Office #1: 8321 S. Sangre De Cristo Road Suite 102, Littleton, CO 80127
RIA
CRD#: 315215
Littleton, CO
Past

February 7, 2019 - June 6, 2025

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
Littleton, CO
Past

December 3, 2018 - December 20, 2018

CAPITAL CITIES INVESTMENTS

RIA
CRD#: 116185
Littleton, CO
Past

February 5, 2013 - December 19, 2018

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
ENGLEWOOD, CO
Past

February 5, 2013 - December 19, 2018

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ENGLEWOOD, CO
Past

December 19, 2012 - January 25, 2013

NEW ENGLAND SECURITIES

RIA
CRD#: 615
GREENWOOD VILLAGE, CO
Past

November 22, 2011 - January 25, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRACTION FINANCIAL PARTNERS
TRACTION FINANCIAL PARTNERS | TRACTION FINANCIAL PARTNERS, LLC

CRD#: 315215 / SEC#: 801-121892

RIA
Registered Investment Advisory firm - (7/28/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(6/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/3/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2011
General Securities Representative Examination

Current Firm

TF
TRACTION FINANCIAL PARTNERS
TRACTION FINANCIAL PARTNERS | TRACTION FINANCIAL PARTNERS, LLC

CRD#: 315215 / SEC#: 801-121892

RIA
Registered Investment Advisory firm - (7/28/2021 Approved)
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Contact information

Main Address
168 County Road 648, Encampment, WY 82325-1028
Mailing Address
Phone number
(307) 672-9738
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts826
AUM (Assets Under Management)$ 262,778,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRACTION FINANCIAL PARTNERS

CRD#: 315215Littleton, CO 80127

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