Andrew D. Pogogeff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Dimitry Pogogeff, who also goes by Andrew Dimitry Pogofeff, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2012. Andrew had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2019 - July 15, 2021
MCDERMOTT INVESTMENT ADVISORS, LLC
February 20, 2019 - July 15, 2021
MCDERMOTT INVESTMENT SERVICES, LLC
December 23, 2013 - December 31, 2018
WORLD INVESTMENTS, LLC
February 2, 2012 - December 31, 2018
WORLD INVESTMENTS, LLC
Primary Firm SEC Registration
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 211,048,107 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
