Paul E. Kranich
Professional summary
Paul Evan Kranich, CFP®, who also goes by Paul E Kranich, Paul Evan Kranich IV, Paul Evan Kranich, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Citrus Heights, California and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Paul has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Evan Kranich's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
November 3, 2022 - Present
PRINCIPAL ADVISED SERVICES
February 20, 2018 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 711 High St, Des Moines, IA 50392February 26, 2018 - November 7, 2022
PRINCIPAL SECURITIES, INC.
May 11, 2015 - February 5, 2018
STRATEGIC ADVISERS LLC
May 8, 2015 - February 1, 2018
FIDELITY BROKERAGE SERVICES LLC
December 19, 2011 - April 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 17, 2011 - April 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PRINCIPAL ADVISED SERVICES
CRD#: 297324 / SEC#: 801-114432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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(2/12/2021)
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Exams
FINRA
Current Firm
PRINCIPAL ADVISED SERVICES
CRD#: 297324 / SEC#: 801-114432
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,940 |
| AUM (Assets Under Management) | $ 887,316,440 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
