SM
Sein Myint
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CRD#: 5985876
SM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sein Myint was a registered financial professional .
Sein is a previously registered financial professional and started their career in finance in 2012. Sein had worked at 1 firm and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 27, 2012 - October 18, 2013
1ST DISCOUNT BROKERAGE, INC.
RIA
CRD#: 39164
HOUSTON, TX
Past
January 31, 2012 - October 18, 2013
1ST DISCOUNT BROKERAGE, INC.
BD
CRD#: 39164
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1D
1ST DISCOUNT BROKERAGE, INC.
1DB ASSET MANAGEMENT | 1ST DISCOUNT BROKERAGE, INC.
CRD#: 39164 / SEC#: 801-132978, 8-48557
RIA
Registered Investment Advisory firm - SEC (6/12/2025 Approved)Alabama
Registered Investment Advisory firm - SEC (2/25/2005 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)California
Registered Investment Advisory firm - SEC (7/31/2025 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/11/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/9/2004 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)New Jersey
Registered Investment Advisory firm - SEC (7/17/2025 Terminated)New York
Registered Investment Advisory firm - SEC (4/7/2005 Cancelled)Pennsylvania
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (7/21/2025 Terminated)Tennessee
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
1D
1ST DISCOUNT BROKERAGE, INC.
1DB ASSET MANAGEMENT | 1ST DISCOUNT BROKERAGE, INC.
CRD#: 39164 / SEC#: 801-132978, 8-48557
RIA
Registered Investment Advisory firm - SEC (6/12/2025 Approved)Alabama
Registered Investment Advisory firm - SEC (2/25/2005 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)California
Registered Investment Advisory firm - SEC (7/31/2025 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/11/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/9/2004 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)New Jersey
Registered Investment Advisory firm - SEC (7/17/2025 Terminated)New York
Registered Investment Advisory firm - SEC (4/7/2005 Cancelled)Pennsylvania
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (7/21/2025 Terminated)Tennessee
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467
Mailing Address
8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467
Phone number
(561) 515-3200
Established
Florida since 07/14/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (10 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 346 |
| AUM (Assets Under Management) | $ 108,117,119 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
