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Brent Alan Walker

FARMERS ASSET MANAGEMENT
Austin, TX
·CRD# 5985818·15 years registered

Professional Summary

Brent Alan Walker, who also goes by Brent A Walker, Brent Walker, is a registered financial advisor currently at FARMERS ASSET MANAGEMENT, LLC located in Austin, Texas and FARMERS FINANCIAL SOLUTIONS, LLC located in Austin, Texas. Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brent has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brent A Walker, Brent Walker

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years registered in the securities industry

Current & Past Employments

Current

FARMERS ASSET MANAGEMENT, LLCCurrent·CRD# 336230
RIA
11940 Jollyville Road Ste 330s, Austin, TX 78759
September 2, 2026 - Present
FARMERS FINANCIAL SOLUTIONS, LLCCurrent·CRD# 103863
BD
11940 Jollyville Rd Ste 330s, Austin, TX 78759
July 15, 2026 - Present

Past

PARK AVENUE SECURITIES LLCPast·CRD# 46173
RIA
Austin, TX
March 20, 2025 - June 30, 2026
PARK AVENUE SECURITIES LLCPast·CRD# 46173
BD
Austin, TX
March 20, 2025 - June 30, 2026
MML INVESTORS SERVICES, LLCPast·CRD# 10409
RIA
Austin, TX
June 23, 2023 - December 31, 2024
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Austin, TX
June 21, 2023 - December 31, 2024
EAGLE STRATEGIES LLCPast·CRD# 110826
RIA
Austin, TX
July 16, 2014 - September 10, 2021
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Austin, TX
June 17, 2013 - September 10, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Austin, TX
January 30, 2012 - April 22, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Austin, TX
December 23, 2011 - April 22, 2013

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Current Firm

FA
FARMERS ASSET MANAGEMENT, LLC

FARMERS ASSET MANAGEMENT, LLC

CRD#: 336230 / SEC#: 801-137660
California
Registered Investment Advisory firm - California (12/3/2025 Approved)
Illinois
Registered Investment Advisory firm - Illinois (7/16/2026 Approved)
New York
Registered Investment Advisory firm - New York (7/22/2026 Approved)
Texas
Registered Investment Advisory firm - Texas (7/28/2026 Approved)

Contact Information

Main Address

30700 Russell Ranch Road 214, Westlake Village, CA 91362

Phone Number

(818) 965-0277

# of Employees

24

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FAM FORM ADV PART 2A (10/5/2026)

Regulatory Assets Under Management

Total Number of Accounts

9

AUM (Assets Under Management)

$7,652,089

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: BRENT WALKER INV REL: Y ADD: 317 GRACE LANE, STE 250 AUSTIN, TX 78746 NATURE: OUTSIDE SALES: LIFE, DISABILITY POSITION: AGENT START DATE: 07/01/2016 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(7/16/2026)
IAR
Texas
(9/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Brent Alan Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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