AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DN

David C. Nunnally

Some features on this profile are disabled
CRD#: 5985760
DN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Charles Nunnally, who also goes by David C Nunnally, Dave Nunnally, David Nunnally, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2012. David had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David C Nunnally | Dave Nunnally | David Nunnally

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ZONING BOARD OF APPEALS; POSITION: Member NATURE: The Zoning Board of Appeals hears and votes on applications for matters of construction/building within the Town of Harwich's borders based on parameters set by the Town Building Code. Parameters such as Special Permits, Petitions for Variances from property owners or duly authorized applicants, Appeals or petitions from any person aggrieved by reason of inability to obtain a permit or enforcement action for such work within the town of Harwich. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2022 732 Main Street, Harwich MA 02645,The Zoning Board of Appeals hears and votes on applications for matters of construction/building with in the Town of Harwich borders based on parameters set by the Town Building Code. I vote Yes or No on Special Permits, Petitions for Variances from property owners or duly authorized applicants, Appeals or petitions from any person aggrieved by reason of inability to obtain a permit or enforcement action for such work with in the town of Harwich 2) WAREHAM ACCOUNTING & FINANCIAL SERVICES LLC POSITION: Small Business Consultant NATURE: The firm does tax returns for small business entities The firm does tax returns for individuals The firm provides recommendations for tax planning The firm provides solutions to past year tax issues INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022; 3193 Cranberry Highway, East Wareham MA 02538, I participate in most client meetings to familiarize myself with the needs and situations of the clients. I input the data from the meetings into our CRM system. My primary position will be to work with Avantax to facilitate the investment needs of our clients. I analyze and interpret data of our business clients to help them understand the direction in which their business is trending - profit/ loss.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 21, 2022 - January 15, 2024

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
East Wareham, MA
Past

December 15, 2022 - January 15, 2024

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Brockton, MA
Past

June 16, 2020 - May 28, 2021

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
BOSTON, MA
Past

March 17, 2020 - May 28, 2021

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOSTON, MA
Past

August 27, 2013 - October 3, 2016

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOSTON, MA
Past

July 2, 2012 - August 7, 2013

NYLIFE SECURITIES LLC

BD
CRD#: 5167
HYANNIS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/9/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/2/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/3/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/30/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)
AAS ADV PART 2A APPENDIX WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts140,306
AUM (Assets Under Management)$ 46,109,939,749

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024
Cover Page
Report
11/28/2023
Cover Page
Report
12/16/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVANTAX ADVISORY SERVICES

CRD#: 104556

TRUST BUT VERIFY

Monitor David Nunnally

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics