Mark J. Horvick
Professional summary
Mark J Horvick is a registered financial professional currently at NORTHBORNE SECURITIES PARTNERS LLC located in Minneapolis, Minnesota.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2011. Mark has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark J Horvick's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
NORTHBORNE SECURITIES PARTNERS LLC
Office #1: 212 Third Avenue North, Suite 500, Minneapolis, MN 55401Office #2: 212 Third Avenue North, Suite 500, Minneapolis, MN 55401February 13, 2019 - March 4, 2021
COWEN AND COMPANY
December 21, 2016 - May 21, 2019
COWEN SECURITIES, LP
October 11, 2016 - November 29, 2016
CRAIG-HALLUM CAPITAL GROUP LLC
August 1, 2016 - October 19, 2016
BMO CAPITAL MARKETS CORP.
December 6, 2011 - August 3, 2016
GREENE HOLCOMB & FISHER LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2022)
Exams
FINRA
Current Firm
NORTHBORNE SECURITIES PARTNERS LLC
CRD#: 315017 / SEC#: , 8-70781
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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