Michael K. Macleod
Professional summary
Michael Kenneth Macleod, who also goes by Mike Macleod, is a registered financial professional currently at CTC, LLC .
Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 2 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Kenneth Macleod's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2022 - Present
CTC, LLC
Office #1: 110 Bishopsgate 16th Floor, London, EC2N 4AYApril 12, 2012 - May 4, 2022
BLUEFIN CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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Company Information
CTC, LLC
CRD#: 44597London, EC2N 4AYTRUST BUT VERIFY
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