Richard F. Maroney
Professional summary
Richard Frank Maroney JR. is a registered financial professional currently at HOVDE GROUP, LLC located in Toledo, Ohio.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2011. Richard has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Frank Maroney JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2022 - Present
HOVDE GROUP, LLC
Office #1: 7600 Kings Pointe Road, Toledo, OH 43617December 20, 2011 - October 4, 2022
INVESTMENT BANK SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2024)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
Exams
Series 7TO
Date: 12/3/2022
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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