James P. Castaneda
Professional summary
James Peter Castaneda is a registered financial professional currently at BOURSA INVESTMENTS located in Chula Vista, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2011. James has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Peter Castaneda's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2011 - Present
BOURSA INVESTMENTS
Office #1: 3130 Bonita Rd Apt 206, Chula Vista, CA 91910Office #2: 3130 Bonita Rd Apt 206, Chula Vista, CA 91910State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BOURSA INVESTMENTS
CRD#: 152516 / SEC#: , 8-68457
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERNANDEZ, LEOVINO | OWNER | 5758783 |
| KATHLEEN MARY DOLAN DE NAVARRO, AS TRUSTEE OF THE BYPASS TRUST CREATED UNDER THE NAVARRO FAMILY TRUST DATED MARCH 6,1998. | OWNER | |
| MONDRAGON, JOSE | CEO | 2521391 |
| MONDRAGON, JUAN TISNADO | SECRETARY | 5079610 |
| VILLAGOMEZ, CARLOS FERNANDO | OWNER | 5022389 |
| MONDRAGON, JAIME | OWNER | 5758779 |
| BACHE, ALEJANDRA | CHIEF COMPLIANCE OFFICER, AMLCO PRIMARY | 5170457 |
| CASTANEDA, JAMES PETER | FINOP | 5984310 |
| DOLAN, KATHLEEN MARY | TRUSTEE | 7112807 |
Red Flags
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